January 18, 2024

2023 witnessed the adoption of a significant number of new and amended rules by the Securities and Exchange Commission (the “SEC”) that will have to be implemented during 2024 (and beyond), as well as the proposal of various SEC rules and other U.S. regulatory initiatives, all of which may impact registered investment companies (“Registered Funds”), business development companies (“BDCs”), and their investment advisers. Significant additional SEC rulemaking can be expected in 2024.

This newsletter includes a summary of key rules and amendments and other select U.S. regulatory changes that may have a direct effect on Registered Funds, BDCs and their investment advisers, along with hyperlinks to related materials. To read the newsletter, click here