Stacey P. Ruiz

Counsel

New York
Willkie Farr & Gallagher LLP
787 Seventh Avenue
New York, NY 10019-6099
T 212 728 8037
F 212 728 9037
sruizwillkie.com

Stacey P. Ruiz is counsel in the Asset Management Group. Stacey’s practice focuses primarily on providing guidance to registered funds and their investment advisers on a broad range of issues. She regularly advises on the formation and operation of registered open-end investment companies and on the preparation of disclosure documents. She has experience with regulatory compliance, new product development, fund reorganizations and repurposings, contract approvals, and other matters. She also has transactional experience involving funds, including merger and acquisition transactions.

Stacey P. Ruiz is counsel in the Asset Management Group. Stacey’s practice focuses primarily on providing guidance to registered funds and their investment advisers on a broad range of issues. She regularly advises on the formation and operation of registered open-end investment companies and on the preparation of disclosure documents. She has experience with regulatory compliance, new product development, fund reorganizations and repurposings, contract approvals, and other matters. She also has transactional experience involving funds, including merger and acquisition transactions.

Selected Publications and Lectures

  • Contributor, “Regulation of Investment Advisers Under the Investment Advisers Act,” Bloomberg BNA (2014)