Stacey P. Ruiz is counsel in the Asset Management Department. Stacey’s practice focuses primarily on providing guidance to registered funds and their investment advisers on a broad range of issues. She regularly advises on the formation and operation of registered open-end investment companies and on the preparation of disclosure documents. She has experience with regulatory compliance, new product development, fund reorganizations and repurposings, contract approvals, and other matters. She also has transactional experience involving funds, including merger and acquisition transactions.


  • Contributor, “Regulation of Investment Advisers Under the Investment Advisers Act,” Bloomberg BNA (2014)



University of California at Berkeley, School of Law, J.D., 2010 Kent State University, B.A., 2002

Bar Admissions

New York, 2011