October 10, 2023

On Wednesday, October 18, partner Adam Aderton will speak on the panel “Addressing Issues with Hard to Value Securities,” as part of the National Society of Compliance Professionals’ National Conference. This session will address recent valuation issues and priorities to provide best practice solutions and ensure compliance with the rules, regulations, and guidance.  It will provide an overview of the valuation requirements for registered investment companies and private funds, including due diligence requirements of pricing vendors and fair valuation methodologies.  Industry experts will discuss enforcement actions and regulatory and accounting guidance to understand the complicated processes of fair valuation, matrix pricing, and pricing of complex securities.

Learn more here.