July 17, 2023

On July 25 and 26, two Willkie partners will participate in PLI’s “Investment Management 2023: Current Issues and Trends,” an event hosted by the Practising Law Institute. 

Anne Choe, partner in the Firm’s Asset Management Practice, will co-chair the event, deliver opening remarks, and speak on three panels. Adam Aderton, partner in the Firm’s Litigation Department and member of the Firm’s Securities Litigation & Enforcement Practice Group, will speak on one panel. 
On July 25 at 9:00 am ET, Anne will deliver Opening Remarks. At 9:15AM EDT, she will speak on a panel, “SEC Division of Investment Management’s Strategic Agenda,” addressing the objectives and challenges of the SEC’s proposed amendments. On July 26 at 10:30 am ET, she will speak on a panel, “Current Developments in Exchange-Traded Funds,” providing an overview of regulatory initiatives related to ETFs. At 11:45 am ET, she will speak on a panel, “SEC Compliance and Examination Issues for Advisers and Funds,” addressing key adviser and fund compliance issues.

On July 26 at 9:00 am ET, Adam will speak on a panel, “Enforcement and Litigation Trends in Investment Management,” taking an in-depth look at issues that capture the SEC’s interest most often. 

PLI’s “Investment Management 2023: Current Issues & Trends” is tailored to address current regulatory developments and everyday practice issues encountered by attorneys and other professionals in the investment management industry, and aims to examine the SEC’s strategic agenda and new rules requirements along with the business trends of the day. Learn more and register here