SEC Regulation Outside the US Conference

September 28-30, 2015

Partner Rita Molesworth to speak at SEC Regulation Outside the United States Conference in London.

Rita Molesworth will serve as a panelist on the topic of "Compliance for CFTC registered firms - CTAs, CPOs and swap dealers." This panel will review the following issues:

  •     SEC compliance expectation: What must you do?
  •     Monitoring and testing
  •     What to do when the SEC examines you