Martin Klotz

Partner

New York
Willkie Farr & Gallagher LLP
787 Seventh Avenue
New York, NY 10019-6099
T 212 728 8688
F 212 728 9688
mklotzwillkie.com

Martin Klotz is a partner in the Litigation Department, specializing in white-collar criminal matters and securities regulation and litigation.  His commercial practice has a particular emphasis on SEC and other securities industry matters.

Marty’s clients include numerous prominent hedge funds and investment advisors.  He regularly provides advice on grand jury and SEC investigations of alleged financial offenses.

For more than 10 years, Marty has served as a Criminal Justice Act panel attorney, representing more than 75 indigent defendants in a wide variety of federal criminal matters.

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Highlights

Martin Klotz is a partner in the Litigation Department, specializing in white-collar criminal matters and securities regulation and litigation.  His commercial practice has a particular emphasis on SEC and other securities industry matters.

Selected Significant Matters

  • In Garcia v. Portuondo, Marty won the release, on a petition for a writ of habeas corpus, of a defendant who had been convicted and imprisoned for 15 years for a murder he did not commit.  To secure this result, the trial team conducted an extensive reinvestigation of the case and proved, through witnesses and documents, that the defendant was in another country at the time of the murder.  In subsequent civil litigation, Mr. Garcia was awarded $6 million for violations of his civil rights.
  • Marty has represented Steven A. Cohen and SAC Capital for many years in government investigations of insider trading, including recent significant cases brought by the Securities and Exchange Commission and the United States Attorney for the Southern District of New York.
  • Marty also represented SAC Capital in multi-billion-dollar civil RICO actions brought by Biovail Corp. and Fairfax Financial Holdings, Inc.  Both cases were dismissed in their entirety, and Marty represented SAC in a subsequent vexatious litigation lawsuit against Biovail, which was settled for an apology and the payment of $10 million to SAC.
  • Marty currently represents another prominent hedge fund in a $100 million lawsuit arising out of a failed aircraft leasing business.
  • Marty secured a non-fraud settlement of SEC claims of extensive short-selling violations against another prominent hedge fund.

Prior Experience

Since joining Willkie in 1991, Marty has tried numerous criminal and civil matters to verdict and numerous arbitration matters to final award.

From 1988 through 1991 Marty served as an Assistant United States Attorney for the Southern District of New York, working in the Narcotics and Securities and Commodities Fraud Units, and trying 16 cases to verdict.  He began his legal career at Paul, Weiss, Rifkind, Wharton & Garrison.

Marty’s non-legal experience includes serving as Special Assistant to the Mayor and the Superintendent of Schools, New Haven, Connecticut, for various public education issues (1976-81) and Visiting Lecturer in Philosophy at Yale University, New Haven, Connecticut (1976-78).

Publications / News / Events

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