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Asset Management

Willkie Farr & Gallagher LLP’s preeminent Asset Management Group provides a wide array of legal services to, among other clients, registered and regulated open-end funds (mutual funds), closed-end funds and exchange-traded funds (ETFs), business development companies (BDCs), commodity pools, hedge funds, private equity funds and other private funds, as well as fund service providers. We represent many different types of investment advisers, including public and private fund managers and family offices, in various aspects of their business. We have a robust broker/dealer practice that counsels a wide mix of securities firms in areas of trading practices, compliance and regulatory and enforcement proceedings. Our lawyers have experience in various disciplines, allowing us to identify and assist clients on a broad range of issues. We also draw on the expertise of other firm practice areas, including tax, ERISA, derivatives, corporate finance, bank finance, bankruptcy, real estate and litigation to deliver comprehensive legal advice to our broad range of clients.