SEC Regulation Outside the US Conference

Partner Rita Molesworth spoke at SEC Regulation Outside the United States Conference in London.

Rita Molesworth served as a panelist on the topic of "Compliance for CFTC registered firms - CTAs, CPOs and swap dealers." This panel reviewed the following issues:

•     SEC compliance expectation: What must you do?
•     Monitoring and testing
•     What to do when the SEC examines you