November 12, 2014
Partners Elizabeth Gray and James Burns discuss the latest changes in enforcement in a two-hour webcast with an emphasis on the priorities of federal and state regulators, and offer advice on enforcement avoidance and remedy.
In this webcast, keys topics will include:
- Enforcement Priorities of Federal and State Regulators
- New and Up-Coming Rules and Regulations
- Swaps and Derivatives and Market Enforcement
- Financial Reporting and Fraud
- Legal and Policy Developments
- Enforcement or Deterrence
- Remedies: What to Expect
- Facing Multi-Agency and Inter-agency Investigations
- Ethics in Enforcement
If interested, please click here for a recording of the webcast.
