November 6, 2013
Organizer: New York City Bar
Topic: Prominent attorneys, general counsel and business and regulatory consultants will examine recent legislative, regulatory and market developments and how these developments have affected private investment funds and their managers. In particular, it will focus on the implications of the SEC’s lifting of the ban on general solicitations and advertising for hedge fund and private equity fund offerings and new "bad actor" rules and related issues, the impact of recent broker-dealer regulatory developments on fund raising and portfolio company transaction fees and hot topics and important considerations for successful fund raising, management and compliance in light of the current priorities and posture of the S.E.C. and other regulators, including implications of the Sun Capital Partners decisions.
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