The Onset of CFTC Regulation of Mutual Funds: What Directors Need to Know

May 31, 2012

Organizer: Mutual Fund Directors Forum

Topic: The CFTC recently amended its Rule 4.5 exemption from CFTC registration for registered investment companies and provided guidance on the treatment of commodity subsidiaries.  In addition, the CFTC will soon regulate swap contracts.   The amended regulatory scheme will affect the use of financial futures, options on futures and swaps by registered investment companies, as well as imposing new burdens on some managers and funds.   The webinar is designed to discuss the new regulations and the implications for funds and directors.

For more information about registration, please click here.