Martin is counsel in the Corporate and Financial Services Department, concentrating on state and federal securities law. He has significant experience representing investment advisers, private investment funds, broker-dealers and other financial entities. He advises several major investment banking firms in connection with capital market transactions, including state and federal regulatory matters, and represents several domestic and offshore hedge funds. Martin also has experience in state and federal investment adviser and broker-dealer regulation and state, SEC and FINRA regulatory and enforcement matters.
Martin serves as the Co-Chair of the Subcommittee on Broker-Dealers and Investment Advisers of the Committee on State Regulation of Securities, and is the former Chairman of the American Bar Association’s Committee on State Regulation of Securities.