Elliot J. Gluck

Counsel

New York
Willkie Farr & Gallagher LLP
787 Seventh Avenue
New York, NY 10019-6099
T 212 728 8138
F 212 728 9138
egluckwillkie.com

Elliot J. Gluck is counsel in the Asset Management Group.  Elliot’s practice focuses on representing mutual funds, closed-end funds, exchange-traded funds (ETFs), private funds and their investment advisers.  He has extensive experience in counseling on the organization and operation of registered investment companies, corporate governance and regulatory compliance.  Elliot regularly advises closed-end funds in capital markets transactions, including initial and secondary public offerings of common and preferred stock.  He also provides counsel on various transactions in the asset management industry, including fund mergers and mergers and acquisitions of asset management companies.  Elliot advises investment advisers in a broad array of matters, including new product development, investment advisory/wrap fee programs and regulatory compliance.

In 2016, Elliot was selected as a Rising Star of Mutual Funds at the highly coveted Mutual Fund Industry Awards.

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Elliot J. Gluck is counsel in the Asset Management Group.  Elliot’s practice focuses on representing mutual funds, closed-end funds, exchange-traded funds (ETFs), private funds and their investment advisers.  He has extensive experience in counseling on the organization and operation of registered investment companies, corporate governance and regulatory compliance.  Elliot regularly advises closed-end funds in capital markets transactions, including initial and secondary public offerings of common and preferred stock.  He also provides counsel on various transactions in the asset management industry, including fund mergers and mergers and acquisitions of asset management companies.  Elliot advises investment advisers in a broad array of matters, including new product development, investment advisory/wrap fee programs and regulatory compliance.

In 2016, Elliot was selected as a Rising Star of Mutual Funds at the highly coveted Mutual Fund Industry Awards.

Selected Significant Matters

  • Represented a global asset management company in a number of acquisitions of other asset management companies and funds.
  • Created an investment advisory wrap fee program for a global financial institution.
  • Counseled a group of private equity funds in the acquisition of a large asset management business.
  • Represented a closed-end fund in a $600 million refinancing of its leverage facility, including the structuring and private placement of rated preferred stock.