Elliot J. Gluck is counsel in the Asset Management Group. Elliot’s practice focuses on representing mutual funds, closed-end funds, exchange-traded funds (ETFs), private funds and their investment advisers. He has extensive experience in counseling on the organization and operation of registered investment companies, corporate governance and regulatory compliance. Elliot regularly advises closed-end funds in capital markets transactions, including initial and secondary public offerings of common and preferred stock. He also provides counsel on various transactions in the asset management industry, including fund mergers and mergers and acquisitions of asset management companies. Elliot advises investment advisers in a broad array of matters, including new product development, investment advisory/wrap fee programs and regulatory compliance.
In 2016, Elliot was selected as a Rising Star of Mutual Funds at the highly coveted Mutual Fund Industry Awards.