The Fifth Annual National Institute on Securites Fraud
Organizers: The American Bar Association, Criminal Justice Section, Business Law Section and the ABA Center for Continuing Legal Education
Topic: SEC Enforcement Initiatives: A Study of the Goldman Case
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October 7-8, 2010
New Orleans, LA
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Remedies in SEC Enforcement Actions: Survey and Current Issues
Organizer: DC Bar
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June 15, 2010
Washington, DC
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Exchange-Traded Funds: Current Issues and Rulemaking
The Investment Management Committee of the Corporation, Finance and Securities Law Section Presents a Luncheon Program
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June 9, 2010
12:00 p.m. - 1:30 p.m.
Washington, D.C.
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After Jones v. Harris - Mutual Fund Advisory Contracts in the Wake of the Supreme Court Decision
The Investment Management Committee of the Corporation, Finance and Securities Law Section Presents an Off the Record Luncheon Program
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May 27, 2010
12:00 p.m. to 2:00 p.m.
Washington, D.C.
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How To Prepare for the Changes Ahead
Organizers: Willkie Farr & Gallagher LLP and Navigant Consulting, Inc.
Willkie Farr & Gallagher LLP and Navigant Consulting, Inc. invite you to join us for a panel discussion highlighting the challenges and opportunities associated with doing business in this new regulatory environment.
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May 19, 2010
New York, NY
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ICI's Legal Forum - General Membership Meeting
Organizer: Investment Company institute
Program: Investors & Investing The Way Forward
Topic: The New World of Fund Governance - Challenges for Fund Managers
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May 6, 2010
Washington, DC
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Best Practices Summit 2010
Organizer: IA Compliance
Topic: Tips to Slay the Beast of Valuation
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March 25-26, 2010
Washington, D.C.
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23rd National Forum On The Foreign Corrupt Practices Act
Organizer: American Conference Institute
Topic: Penalties for Companies and Individuals in FCPA Prosecutions and Settlements, and How to Mitigate Them
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March 23-24, 2010
New York, NY
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Investment Management Buffet Luncheon
The Investment Management Group hosts a buffet luncheon at the annual ICI Mutual Fund Conference.
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March 15, 2010
Phoenix, AZ
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Corporate Governance
Organizer: Practising Law Institute
Topic: Enforcement Update
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February 17, 2010
New York, NY
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4th Annual FCPA Boot Camp
Organizer: American Conference Institute
Topic: The FCPA Year in Review: What the Latest Cases Reveal About Compliance Standards and Risks
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January 26-27, 2010
Houston, TX
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Foreign Corrupt Practices Act
Organizer: American Conference Institute
Topic: Dealing with Agencies: When to Seek Advisory Opinions, Disclose Wrongdoing, or Not
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November 17-18, 2009
Washington, D.C.
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The New Financial Literacy for Board Members
Organizer: Women Corporate Directors
Topic: Regulatory Risks
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October 21, 2009
Washington, D.C.
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Fourth Annual National Institute on Securities Fraud
Organizers: The American Bar Association Section Criminal Justice Section, Section of Business Law, and the ABA Center for Continuing Legal Education
Topic: Pay to Play
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October 15-16, 2009
Washington, D.C.
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Money Market Funds: Reform or Fundamental Change?
Organizer: District of Columbia Bar - The Investment Management Committee of the Corporation, Finance and Securities Law Section
Topic: Discussion of proposals for Rule 2a-7 governing money market funds.
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October 14, 2009
Washington, D.C.
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Webinar on Asset Manager Acquisitions: Current Issues, including Private Equity Buyers/Distressed Sellers and the Challenges They Present
ICI and IDC will co-host this webinar on acquisitions of investment advisers by private equity funds.
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October 7, 2009
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Business Development Companies: An Alternative Capital Source, Evaluating and Using BDCs to Finance Business Ventures
Organizer: Strafford
Topic: This seminar will review Business Development Companies, which are re-emerging as a capital-raising alternative for businesses. The panel will offer strategies for taking advantage of opportunities while minimizing legal risks for finance attorneys and counsel to private equity and venture funds.
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October 6, 2009
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ELI’s 40th Anniversary Symposium: An Agenda for the New EPA
Organizer: Environmental Law Institute
Topic: New Science / New Paradigms: The Future of Chemical Risk Assessment
Review of new computational techniques employed by the U.S. Environmental Protection Agency to screen for health effects of chemicals, as an alternative or supplement to animal testing
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October 6, 2009
Washington, D.C.
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A Breakfast with Cornerstone Research
Organizer: Cornerstone Research
Topic: Valuation Issues in the Current Economic Environment
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September 30, 2009
Wilmington, DE
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2009 SEC Conference - An Accounting & Reporting Update For Public Companies
Organizer: CPE Inc.
Topic: SEC Enforcement Issues
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September 24-25, 2009
Washington, D.C.
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Hedge Fund Regulation
Organizer: Infovest21
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September 21, 2009
New York, NY
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Environmental Law Summit
Organizer: BrightTALK
Topic: Adapting Private Business to Climate Change
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August 6, 2009
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The Supreme Court Addresses Fund Advisory Contracts
Organizers: District of Columbia Bar / The Corporate Finance and Securities Law Section/Investment Management Committee
Topic: Discussion of Recent Developments in Litigation Concerning Fund Advisory Contracts
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July 1, 2009
Washington, D.C.
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Madoff Redux: Sentencing Day
Organizer: D.C. Bar
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June 16, 2009
Washington, D.C.
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Off the Record Brown Bag Program
Organizer: Corporate, Finance and Securities Law Section / Investment Management Committee
Topic: Senior SEC Officials give their perspective on recent events in the fund industry and address the 2009 Agenda for the Division Investment Management
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April 24, 2009
Washington, D.C.
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Financial Meltdown of 2008 and Regulatory Responses
Organizer: Woodrow Wilson School and Public and International Affairs
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April 20, 2009
Princeton, NJ
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Teleconference: Strategic Adaptation to Climate Change: Challenges and Opportunities for Business
Organizer: ALI-ABA
Topic: Strategic Planning For Adapting To Climate Change By Private Companies
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April 15, 2009
1:00 PM - 2:30 PM
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Regulatory Changes in the Current Environment
Organizer: Infovest21
Topic: Important Changes Implacting the Regulatory Environment
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April 13, 2009
New York, NY
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27th Annual Spring Meeting
Organizer: American Bankruptcy Institute
Topic: Trimming the Hedges: Liquidations of Private Equity/Hedge Funds
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April 1-4, 2009
National Harbor, Maryland
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Toxic Transactions: Bribery, Extortion and The High Price of Bad Business
Willkie partner Martin Weinstein moderates a distinguished panel, comprising business executives and government officials, on global anti-bribery laws and enforcement trends. The event includes the participation of TRACE International, leaders in anti-bribery compliance solutions.
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March 24, 2009
6:00 PM - 8:30 PM
New York, NY
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Program Explores Future of Financial Institutions: Litigation With the FDIC
Organizer: D.C. Bar Corporation, Finance and Securities Law Section
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February 4, 2009
Washington, D.C.
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Data Privacy: Emerging Issues of Increasing Risk
Conference focused on significant changes to the data privacy landscape, movement towards more stringent enforcement of data privacy laws, and other key data privacy issues and risks facing companies in all industries.
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January 30, 2009
New York, NY
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Mergers & Acquisitions 2009: Trends and Developments
Organizer: The Practising Law Institute
Topic: Role Playing - Negotiating the Purchase Agreement
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January 23-23, 2009
New York, NY
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Representing Public Companies in Parallel SEC, Criminal Cases
Organizer: Corporate Governance Committee of the D.C. Bar Corporation, Finance and Securities Law Section
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January 8, 2009
Washington, D.C.
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Hedge Fund Enforcement
Organizer: Practising Law Institute
Topic: SEC Examination Priorities and Initiatives
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November 24, 2008
New York, NY
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The Credit Crisis: Sources of Potential Liability and What To Do About It
Organizer: Directors Roundtable
Topic: Preparing For & Defending the Inevitable
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November 18, 2008
Washington, D.C.
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ABA Antitrust Section Fall Forum
Organizer: American Bar Association
Topic: Grading the Agencies - Merger Process Reform
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November 14, 2008
Washington, D.C.
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2008 ELI Fall Practice Update
Organizer: Environmental Law Institute
Topic: Legal Issues Associated with "Going Green"
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November 6, 2008
Washington, D.C.
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Delaware Views from the Bench and Bar
Organizers: American Bankruptcy Institute and the Delaware State Bar Association
Topic: Third Circuit Update
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November 3, 2008
Wilmington, DE
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Perspectives on SEC Enforcement
Organizer: District of Columbia Corporation, Finance and Securities Law Section/Broker-Dealer Regulation and SEC Enforcement Committee In Co-Sponsorship with the Litigation Section and Criminal Law and Individual Rights Section
Topic: Perspectives on SEC Enforcement
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October 28, 2008
Washington, D.C.
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Negotiating & Documenting Derivatives Transactions
Organizer: City Bar
Topic: Introduction to Derivatives Documentation
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October 16, 2008
New York, NY
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Generic Pharmaceutical Association's Annual Policy Conference
Organizer: Generic Pharmaceutical Association
Topic: Patent Settlements
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September 17-19, 2008
Washington, D.C.
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Is Nuclear Power Essential to Addressing Climate Change and Energy Independence?
Organizer: NewTalk
Topic: Moderator for discussion among experts regarding environment issue
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July 15-17, 2008
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Making Your Case: The Art of Persuading Judges
Organizer: Bloomberg Law
Topic: Moderated a discussion on legal advocacy with Justice Antonin Scalia and Bryan A. Garner
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May 28, 2008
New York, NY
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Broadband and Telecommunications Dealmaking
Organizer: Law Seminars International
Topic: Connecting Carrier Deals: How Will The Mergers of AT&T/BellSouth and Verizon/MCI Affect Interconnection and Access Rights of Competing Carriers? What Are The Related Policy and Regulatory Implications?
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November 2-3, 2006
Atlanta, GA
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New Developments Affecting Investment Advisers
Organizer: District of Columbia Bar - Corporate, Finance and Securities Law Section
Topic: Recent interpretations and rulemaking affecting investment advisers, including the Hedge Fund adviser registration rules.
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April 20, 2006
Washington, DC
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American Petrolium Institute: General Committee on the Law Meeting
Organizer: API
Topic: Trends in FCPA Enforcement
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April 8, 2006
Charleston, SC
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54th Antitrust Law Spring Meeting
Organizer: American Bar Association
Topic: Gun-Jumping: Pitfalls, Uncertainties and Solutions
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March 29, 2006
Washington, DC
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FCPA Conference
Organizer: ACI
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March 28-29, 2006
New York, NY
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International Boston Seafood Show
Topic: Antidumping Continuous Bonds
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March 9, 2006
Boston, MA
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Breakfast Meeting of American Seafood Distributors Association
Topic: Seafood Antidumping
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March 8, 2006
Boston, MA
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Shrimp Antidumping Panel
Organizer: Global Aquaculture Alliance
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October 26, 2005
Ho Chi Minh City, Vietnam
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Preparing for Antidumping Reviews
Organizer: Seafood Exporters Association of India
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August 19, 2005
Chennai, India
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Preparing for Antidumping Reviews
Organizer: Thai Frozen Foods Association
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August 15, 2005
Bangkok, Thailand
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Possible WTO Antidumping Challenges
Organizer: Government of Thailand
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June 15, 2005
Bangkok, Thailand
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Compliance Conference
Organizer: American Bankers Association
Topic: Compliance issues that arise in Merger & Acquisition transactions, with a focus on the seller's perspective
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June 14, 2005
Baltimore, MD
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Annual Seminar
Organizer: Federal Communications Bar Association
Topic: What's in the Cards: The Commissioners; It's Not a Full House Yet (moderator)
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April 30, 2005
Williamsburg, VA
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Vietnam Trade Disputes with U.S.
Organizer: Asia Society
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April 28, 2005
San Francisco, CA
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In the Wake of ChoicePoint: A Discussion of Data Regulation and Security
Organizer: American Bar Association
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April 28, 2005
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2005 Annual Meeting
Organizer: Ohio Cable Telecommunications Association
Topic: Rules of Engagement
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April 27, 2005
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Pipeline Program
Organizer: America's Community Bankers
Topic: The role and responsibility of health insurance companies, third party administrators and employers
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April 26, 2005
Washington, DC
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Real Estate Development on the West Side of Manhattan - Environmental Hurdles and Deal Breakers Can Be Better Managed
Organizer: AIG Environmental Insurance; The Real Estate Board of New York; March USA, Inc.
Topic: Getting a deal done on the West Side, a Panel Discussion
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April 13, 2005
New York, NY
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Trust and Investment Services Subcommittee Meeting
Organizer: American Bar Association
Topic: Current Trust and Fiduciary Developments
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April 1, 2005
Nashville, TN
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13th National, What Every Counsel Should Know About the Foreign Corrupt Practices Act
Topic: Government, International Law, Trade Law
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March 31, 2005
New York, NY
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NAB Futures Conference
Organizer: National Association of Broadcasters
Topic: Tomorrow's Policies and Technologies -- What's Your Beef?
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March 22, 2005
Pebble Beach, CA
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Shrimp Antidumping Developments
Organizer: American Seafood Distributors Association
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March 19, 2005
Boston, MA
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Country Briefing on Thailand
Organizer: Asia Society
Topic: U.S. trade cases against Thailand and U.S.-Thailand Free Trade Agreement negotiations
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March 8, 2005
San Francisco, CA
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Winter Conference
Organizer: CableLabs
Topic: Washington Insider
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February 28, 2005
Denver, CO
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Current Issues in Securities Enforcement for the Investment Management Industry
Organizer: District of Columbia Bar
Topic: Current issues and trends in SEC and NASD Enforcement proceedings involving the investment management industry
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February 2, 2005
5:30 pm - 7:30 pm (Discussion will be one hour - Reception to follow)
Washington, DC
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U.S. Government Prosecution & Private Lawsuits: The changing legal landscape for European companies
Organizer: F&C Asset Management
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January 18, 2005
London, England
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22nd Annual Institute on Telecommunications Policy and Regulation
Organizer: FCBA/PLI
Topic: Internet Protocol Developments (moderator)
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December 2, 2004
Washington, DC
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Seminar
Organizer: Clients of Willkie Farr & Gallagher LLP Brussels Office
Topic: The U.S. Election and Its Impact on Trade Policy
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November 29, 2004
Brussels, Belgium
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Seminar
Organizer: China Federation for Industrial Economics
Topic: The U.S. Election and Its Impact on Trade Policy
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November 25, 2004
Beijing, China
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Seminar
Organizer: Beijing University, China Center for Economic Research
Topic: The U.S. Election and Its Impact on Trade Policy
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November 25, 2004
Beijing, China
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Seminar
Organizer: Korea International Trade Association
Topic: The U.S. Election and Its Impact on Trade Policy
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November 22, 2004
Seoul, Korea
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Seminar
Organizer: Seoul National University
Topic: The U.S. Election and Its Impact on Trade Policy
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November 22, 2004
Seoul, Korea
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Seminar
Organizer: Catholic University of Korea
Topic: The U.S. Election and Its Impact on Trade Policy
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November 22, 2004
Seoul, Korea
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Seminar
Organizer: Korea Institute for Economic Policy
Topic: The U.S. Election and Its Impact on Trade Policy
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November 19, 2004
Seoul, Korea
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Seminar
Organizer: Korea University WTO Graduate Program
Topic: The U.S. Election and Its Impact on Trade Policy
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November 19, 2004
Seoul, Korea
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Panel Discussion
Organizer: Washington Legal Foundation
Topic: Key banking regulatory and legal issues
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November 18, 2004
Washington, DC
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Seminar
Organizer: Japan Automobile Manufacturers Association
Topic: The U.S. Election and Its Impact on Trade Policy
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November 17, 2004
Tokyo, Japan
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Foreign Corrupt Practices Act
Organizer: American Conference Institute
Topic: Internal Investigations
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November 16, 2004
Washington, DC
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Seminar
Organizer: Japan Iron & Steel Federation
Topic: The U.S. Election and Its Impact on Trade Policy
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November 16, 2004
Tokyo, Japan
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Seminar
Organizer: Honda
Topic: The U.S. Election and Its Impact on Trade Policy
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November 15, 2004
Tokyo, Japan
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12th National Conference: What Every Counsel Should Know About the Foreign Corrupt Practices Act
Organizer: American Conference Institute
Topic: Panel: Dealing with Violations: Views of Enforcement Officials
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November 15, 2004
Washington, DC
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Seminar
Organizer: VITAS - Vietnamese Textile and Apparel Company
Topic: The U.S. Election and Its Impact on Trade Policy
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November 13, 2004
Hanoi, Vietnam
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Seminar
Organizer: Government of Vietnam Ministry of Trade
Topic: The U.S. Election and Its Impact on Trade Policy
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November 12, 2004
Hanoi, Vietnam
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Johns Hopkins Graduate School: Class in Public Relations and Public Policy
Topic: Role of PR in Legal and Policy Issues
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November 12, 2004
Baltimore, MD
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Seminar
Organizer: CP Foods
Topic: The U.S. Election and Its Impact on Trade Policy
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November 11, 2004
Bangkok, Thailand
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Global Aquaculture Conference
Topic: The Shrimp Dumping Case: The Role of Public and Government Relations
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November 11, 2004
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Seminar
Organizer: Royal Thai Government Department of Foreign Trade
Topic: The U.S. Election and Its Impact on Trade Policy
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November 9, 2004
Bangkok, Thailand
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The Fair and Accurate Credit Transactions Act: Understanding the Act and the impact of the Multi-Agency Rulewriting Process
Organizer: Glasser Legal Works and the Privacy & Information Law Report
Topic: Improving Credit Report Files
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September 28, 2004
Washington, DC
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Trace Forum 2004: Tools and Benchmarking for Corporate Anti-Bribery Programmes
Organizer: TRACE International
Topic: What To Do When the DOJ is at the Door
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September 16, 2004
Washington, DC
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4th Annual Fall Compliance Conference
Organizer: IA Week
Topic: Practical Guidance for Tough New Regulatory Scrutiny
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September 13, 2004
Philadelphia, PA
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Telecommunications and Bankruptcy
Organizer: Silicon Flatirons Telecommunications Program
Topic: Business Ethics and the Challenges of Staying Honest
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September 9, 2004
University of Colorado Law School
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Energy Law Institute
Organizer: South Texas College of Law CLE
Topic: Foreign Corrupt Practices Act: Challenges and Practice Tips
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August 19, 2004
Houston, TX
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Spring Meeting
Organizer: Association of General Counsel
Topic: Panel - Alien Tort Claims Act
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April 29, 2004
Boca Raton, FL
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2004 Annual Spring Conference
Organizer: International Anticounterfeiting Coalition
Topic: U.S. Foreign Corrupt Practices Act: A View from the Trenches from Both Sides
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April 28, 2004
Atlanta, GA
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Current Developments and Compliance Tips with the FCPA
Organizer: Association of Corporate Counsel - America (Houston Chapter)
Topic: Dealing with the Foreign Corrupt Practices Act - practical guidance and current enforcement trends
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March 23, 2004
Houston, TX
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55th Annual Oil and Gas Law Program
Organizer: The Institute for Energy Law
Topic: FCPA Enforcement Actions: A View from the Trenches from Both Sides
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February 19, 2004
Houston, TX
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Twenty Years After the Break-up
Organizer: Columbia University Institute for Tele-Information
Topic: Evaluating the Break-up of the Bell System on the 20th Anniversary of Divestiture
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December 19, 2003
New York, NY
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11th National Conference: What Every In-House Counsel Should Know About the Foreign Corrupt Practices Act
Organizer: American Conference Institute
Topic: (1) The Year in Review: Key Prosecutions and Developments (2) Moderator - Enforcement Roundtable
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November 17, 2003
Washington, DC
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Lecture endowed by Roy Ray
Organizer: SMU Law School
Topic: Reforming Environmental Regulations: From Art to Science
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October 9, 2003
Dallas, TX
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2nd International Special & Stainless Steel Long Products Conference 'From Volume to Value'
Organizer: Metal Bulletin
Topic: The Free Trade Illusion
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September 24, 2003
Vienna, Austria
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Asia Steel Conference
Organizer: IBC Asia (s) PTE Ltd.
Topic: Successfully Exporting Stainless Steel Products through the Maze of U.S. Import Restrictions
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January 23, 2003
Bangkok, Thailand
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