Commodity Interest, Commodity Pool, CPO and CTA Compliance Under the Dodd-Frank Act and CFTC Rules

October 17, 2012
Washington

Organizer: DC Bar

Topic: Please join us for a discussion of Commodity Pool Operator (CPO) and Commodity Trading Advisor (CTA) issues under the Dodd-Frank Act of 2010, including what constitutes a commodity interest, what entities qualify as commodity pools, as well as compliance issues for CPOs and CTAs and their applicable registration timelines or possible exemptions.

This "Off the Record" brown bag program is sponsored by the Derivatives, Securitization, and Project Finance Committee of the Corporation, Finance and Securities Section.